Risk & Compliance Analyst

This is an exciting opportunity to support the compliance team at a boutique law firm’s office located in Bishops Stortford. In this role, the successful applicant will assist the compliance team in managing the workload across a broad range of matters and be involved in a diverse range of tasks that ensure the firm practices within the regulatory standards. This position is ideal for someone who wants to expand their skill set or a senior compliance professional looking for more flexibility and a job closer to home.

Job Responsibilities: 

  • Supporting the team in ensuring legal compliance and upholding the professional standards of the firm.
  • Handling complaints, liaising with clients and colleagues to investigate and prepare reports on matters.
  • Assisting with data protection compliance, including support with DSARS.
  • Responding to adhoc queries from staff on issues such as AML, sanctions, confidentiality, and conflicts of interest.
  • Supporting the renewal of PI insurance.
  • Maintaining accreditations such as Lexcel, Customer Service Excellence and Conveyancing Quality Standard amongst others the firm has obtained.

Beneficial Experience:

  • Previous work in a law firm is beneficial.
  • Being familiar with regulatory matters and bodies such as the SRA.
Website Job Registration - Listing Pages