Compliance puzzle

Legal and Compliance Officer

A Global Private Equity Firm are looking for an experienced Compliance/Regulatory professional to join their team in London. The role will report to the Global General Counsel and Chief Compliance Officer. This will be a diverse role where you will work across their global business, as well as taking the lead on regulatory aspects across their portfolio.

Just to note, they are considering candidates from a purely Compliance/Regulatory background, along with legally qualified candidates who have strong experience with funds from a regulatory perspective.


  • Regulatory – drafting policies, establishing and maintaining processes around regulations (e.g. GDPR, MIFID, AIFMD, SFDR, both in relation to their London and Paris offices and any Brexit-related differences)
  • Reviewing marketing materials and similar presentations
  • Familiarity with marketing restrictions across Europe and Asia and ESG considerations
  • Corporate – assisting with resolutions and meeting minutes for boards of the Global non-US funds and certain internal functional committees
  • Assisting with setup and oversight of international offices
  • Reviewing RFPs and information questionnaires

Skills & Knowledge required:

  • Excellent academic credentials
  • Experience with fund marketing rules and regulations under regulatory regimes of various non-US jurisdictions, including European, and Asian and MENA regimes
  • English qualification preferred; however, qualifications from other jurisdictions considered
  • Minimum of 5 years post-qualification experience with a top tier law firm or asset manager, preferably in the alternative investment funds area
  • High level of self-motivation
  • Strong interpersonal skills


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