Law firms, now more than ever, need sophisticated regulatory capabilities and in-depth understanding of the financial markets. Our client is first to the line with regulatory and compliance developments to address cutting-edge problems that can maximise business opportunities as well as better manage and mitigate risk.
Our client is looking to add experienced associates to its proactive and well-regarded team. Candidates should have 2 or more years’ experience working in a law firm or at the SEC, FINRA or in-house at a financial institution, with matters involving broker-dealers, exchanges, ATSs, investment advisers, registered investment companies, and/or private funds.
