Compliance Concept

Compliance Manager – Financial Services

An insurance company are seeking a Compliance Officer to be part of its dynamic Compliance team in Singapore. The focus on market conduct and the supervision of sales activities. This is a great opportunity to gain exposure to the controls environment behind sales activities as well as knowledge to various financial products. In addition to reviewing fact find documentation and ensuring ethical sales practices, you will conduct compliance training for sales distribution and its agency force. Applicants will need prior practical compliance experience in a similar industry.

Successful candidates will possess:

  • A Diploma / Degree, CMFAS certifications (e.g. M5, M9, CHI, M9A) will be advantageous. A minimum of 3 years’ experience in Compliance, knowledge in FAA regulations is preferred.
  • Experience in supervision activities and monitoring of sales representatives to ensure compliance with regulations and laws
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