Compliance Manager – Essex

A rapidly growing law firm ranked among the top 200 is currently seeking a Compliance Manager to join their team. The role involves supporting the Head of Compliance in managing day-to-day risks to the firm, working with regulators, Partners, and stakeholders to ensure that high levels of compliance are achieved and exceed industry standards. The Compliance Manager will also be responsible for implementing measures to ensure compliance, and assist in obtaining relevant accreditations through audit. This is a great opportunity to step up and gain broader exposure to a law firm and compliance matters in relation to day-to-day operations.

Job Responsibilities:

  • Managing internal quality procedures, and ensuring the firm is compliant with the requirements of the Solicitors Regulation Authority.
  • Dealing with other legal issues such as Data Protection, Lender standards and Anti-Money Laundering.
  • Adhering to the Quality Accreditations issued by The Law Society, such as Lexcel, Conveyancing Quality Standard and Inheritance Quality Standards.
  • Dealing with all complaints and claims.
  • Renewal of the Professional Indemnity Insurance.

Characteristics required:

  • Previous experience working in risk and compliance in a law firm.
  • Working knowledge of the relevant laws, regulations and codes of conduct applicable to the operation of a law firm.
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