Compliance Director – Markets – Singapore

An international financial institution with a strong focus on the APAC region is now expanding with the hire of a Compliance Director. Reporting to the Head of Compliance, you will develop and maintain strong relationships with key internal stakeholders to drive a consistent approach to risk management and compliance. Core businesses include debt and equity capital markets, fixed income sales and trading as well as wealth management. Applicants must possess prior experience working with a top financial institution in a similar capacity.

Successful applicants will possess:

  • A degree or professional qualification in accounting, business, law or a related field.
  • A minimum of 12 years’ experience in compliance/audit/operational risk, supporting a top financial institution with specific experience in DCM, ECM or M&A.
  • Knowledge of Asian regulations in key Asian jurisdictions.
  • Strong communication skills to positively influence senior management and stakeholders.
  • A high degree of judgement and proven problem-solving skills, to ensure sound implementation of control and compliance processes and procedures.
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