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Broker-Dealer Associate

Our client is growing their pioneering Securities and Financial Services group in New York.

We are working with the partners of a renowned team to find New York admitted associates with 2-5 years of experience advising broker-dealers, investment advisers, banks, securities exchanges and other financial institutions on a broad range of regulatory and enforcement matters, including on US Securities and Exchange Commission, FINRA, and other self-regulatory organization rules and regulations.

If you are looking to join a market-leading practice to advise multinational and US securities firms, investment banks, securities exchanges and other trading platforms, financial services firms, fintech firms, swap dealers, security based swap dealers, futures commission merchants, introducing brokers, crypto dealers/platforms, and other market players regarding federal securities and futures/derivatives laws, rules and regulations, and self-regulatory organization rules, we would be excited to explore this opportunity with you.

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